Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Chase Rolland MunozAmeriprise Financial Services, Inc.Key Investment Services LLC$2506-01-2018
Bradley Evans VonhofAmeriprise Financial Services, Inc.Waddell & Reed04-27-2018
Clement C ChiangAmeriprise Financial Services, Inc.MML Investors Services, LLC$2511-16-2017
Joseph YeadonAmeriprise Financial Services, Inc.HD Vest Investment Services09-19-2017
Ryan Teague HurleyAmeriprise Financial Services, Inc.FS Investment Solutions, LLC07-27-2017
Tearle Wylie WysockiAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Andre C SelfaAmeriprise Financial Services, Inc.LPL Financial LLC04-13-2017
Robert Eric FixAmeriprise Financial Services, Inc.CNL Securities Corp.02-23-2017
Sean Emmet BreenAmeriprise Financial Services, Inc.NYLIFE Distributors LLC$102-15-2017
Jeffrey Cowan MitchellAmeriprise Financial Services, Inc.D.A. Davidson & Co.01-06-2017
Chelsea Annette JohnsonAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-13-2016
Dana Marie FerrellAmeriprise Financial Services, Inc.UBS Financial Services Inc.$3509-13-2016
Carlos Chua De ImusAmeriprise Financial Services, Inc.Edward Jones09-02-2016
Eric Gordon BreecherAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5008-26-2016
Gary Frederick JewelerAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.06-20-2016
Darlene Sue PochAmeriprise Financial Services, Inc.MetLife Securities Inc.$10004-29-2016
Rodney Wayne Rich Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.04-29-2016
Richard James DevlinAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-29-2016
Edward Earl RichardsAmeriprise Financial Services, Inc.Edward Jones01-19-2016
Robert Leonard MccaslinAmeriprise Financial Services, Inc.MetLife Securities Inc.12-04-2015
Albert Morris IsraelAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-23-2015
Cherylee Ann ChapmanAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.09-28-2015
John Richard ArnoldAmeriprise Financial Services, Inc.Edward Jones09-25-2015
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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