Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Annette SagerAmeriprise Financial Services, Inc.SVB Securities, a non-bank affiliate of Silicon Valley Bank03-12-2009
Gregg Allan LarsonAmeriprise Financial Services, Inc.Vickerman & Driscoll Financial Advisors, Inc.07-14-2009
Vincent Devos La CavaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Dawn Marie WilliamsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Leonard Allen HansenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Peter Ross SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Daryl Eugene MerrickAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott David LorenzenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Pamela Joan SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Rhonda Patricia HauterAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Gregory James RupertAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Joey Raymond SmithAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2010
Edward Joseph HarrisAmeriprise Financial Services, Inc.HD Vest Investment Services10-19-2010
Shane Butler WeismanAmeriprise Financial Services, Inc.Symetra Investment Services, Inc.02-09-2011
Robert Foster KransbergerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2502-18-2011
Jerry Leonard KnutsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-18-2011
Kari Ellen MillerAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.05-16-2011
Sophia Janssen SpencerAmeriprise Financial Services, Inc.CUNA Brokerage Services, Inc.$5006-30-2011
Homer Scoville Smith IVAmeriprise Financial Services, Inc.1st Global Capital Corp.$5008-19-2011
Rebecca Raye RooksAmeriprise Financial Services, Inc.Waddell & Reed$20009-02-2011
Dennis E. BryanAmeriprise Financial Services, Inc.1st Global Capital Corp.01-03-2012
Brian Matthew Van HoutenAmeriprise Financial Services, Inc.Edward Jones02-13-2012
Jeffrey L. ChurchAmeriprise Financial Services, Inc.KMS Financial Services, Inc.05-03-2012
Robert Arthur JamiesonAmeriprise Financial Services, Inc.LPL Financial LLC$10010-05-2012
David Phillip LevineAmeriprise Financial Services, Inc.Edward Jones$1002-11-2013
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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