Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$101-10-2019
Peter KontichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2711-16-2018
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2511-09-2018
John E SteinkeAmeriprise Financial Services, Inc.Harbour Investments, Inc.$2511-01-2018
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Randall Scott BehnkeAmeriprise Financial Services, Inc.Capital Financial Services, Inc.$15008-24-2018
Eileen Renee MenacherAmeriprise Financial Services, Inc.National Planning Corporation$106-18-2018
Sarah Kathleen WiersmaAmeriprise Financial Services, Inc.LPL Financial LLC$2505-11-2018
Kevin Jay HermeningAmeriprise Financial Services, Inc.First Allied Securities, Inc.$15004-18-2018
Ronald John KreselAmeriprise Financial Services, Inc.First Allied Advisory Services, Inc.$5004-18-2018
Joshua D KassulkeAmeriprise Financial Services, Inc.LPL Financial LLC04-11-2018
Gregory Paul SchauerAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-09-2018
James A Cotturone Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-09-2018
David StuartAmeriprise Financial Services, Inc.PFS Investments Inc.10-11-2017
Mitchell Rick GroeschlAmeriprise Financial Services, Inc.Morgan Stanley08-01-2017
Kelly A NoonanAmeriprise Financial Services, Inc.Morgan Stanley07-14-2017
Rick David GroeschlAmeriprise Financial Services, Inc.Morgan Stanley$12507-14-2017
Thomas Dennis KlugAmeriprise Financial Services, Inc.UBS Financial Services Inc.$25005-19-2017
Michael James St MarieAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.05-05-2017
Richard Victor FincoAmeriprise Financial Services, Inc.BMO Harris Financial Advisors, Inc.04-11-2017
Joseph JostAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.03-29-2017
Travis John KrakerAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$2902-03-2017
Ted Andrew MatuszakAmeriprise Financial Services, Inc.LPL Financial LLC$5002-01-2017
Debrah Jane OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Pamela K GretherAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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