Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Elizabeth BushAmeriprise Financial Services, Inc.Chase Investment Services Corp.$2502-04-2009
Steven J SexmithAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$20004-21-2009
Charles Vincent JaskowiakAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Thomas James FreitagAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Jeffrey Patrick LoiselleAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gary Byron DuncoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brian Lee PromAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Mark Richard RufenachtAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Victor ZidanicAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Andrew John WeykerAmeriprise Financial Services, Inc.MML Investors Services, LLC$1006-02-2010
Wayne Anthony MillerAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$2507-15-2010
Brian Anthony FaracyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-29-2011
Lynn Marie KonselaAmeriprise Financial Services, Inc.J.W. Cole Advisors, Inc.$1005-24-2011
Chad Michael DurfeyAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-02-2011
John Wesley WilliamsAmeriprise Financial Services, Inc.BMO Harris Financial Advisors, Inc.$2509-09-2011
David Mark SharpeAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1009-09-2011
Tom Warren HilleAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$10007-06-2012
Derek Robert SchanhoferAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC08-08-2012
Timothy Arnold BenesAmeriprise Financial Services, Inc.Park Avenue Securities LLC09-17-2012
Robert Allen Di Donato IIAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$1010-19-2012
Joel Patrick PergolskiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2013
Lisa Ann SpadoniAmeriprise Financial Services, Inc.Edward Jones01-23-2013
Rhonda Jean KlementAmeriprise Financial Services, Inc.G. A. Repple & Company08-22-2013
Kathryn H BraunAmeriprise Financial Services, Inc.1st Global Capital Corp.09-11-2013
Michael Edward McColeAmeriprise Financial Services, Inc.Morgan Stanley10-04-2013
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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