Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Patrick HessAmeriprise Financial Services, Inc.AXA Advisors, LLC07-08-2019
Samuel Harris GreeneAmeriprise Financial Services, Inc.MML Investors Services, LLC04-16-2019
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated01-10-2019
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Cory Lee WrightAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.08-02-2018
Darrin Michael SharpAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-18-2018
Lori Jean BarryAmeriprise Financial Services, Inc.INVESTMENT PROFESSIONALS, INC.07-03-2018
Eileen Renee MenacherAmeriprise Financial Services, Inc.INVEST Financial Corporation06-18-2018
Julie Marie GurkowskiAmeriprise Financial Services, Inc.Cetera Investment Services LLC05-04-2018
Gregory Paul SchauerAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-09-2018
David StuartAmeriprise Financial Services, Inc.PFS Investments Inc.10-11-2017
Mitchell Rick GroeschlAmeriprise Financial Services, Inc.Morgan Stanley08-01-2017
Kelly A NoonanAmeriprise Financial Services, Inc.Morgan Stanley07-14-2017
Michael James St MarieAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.05-05-2017
Richard Victor FincoAmeriprise Financial Services, Inc.BMO Harris Financial Advisors, Inc.04-11-2017
Joseph JostAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.03-29-2017
Ted Andrew MatuszakAmeriprise Financial Services, Inc.LPL Financial LLC02-01-2017
Michael Lee WolbersAmeriprise Financial Services, Inc.Transamerica Financial Advisors, Inc10-07-2016
Paul Jeffrey HaydenAmeriprise Financial Services, Inc.1st Global Capital Corp.10-06-2016
Martha Ellen KlattAmeriprise Financial Services, Inc.Coordinated Capital Securities, Inc.08-12-2016
Rick Michael CarlsonAmeriprise Financial Services, Inc.Coordinated Capital Securities, Inc.08-12-2016
Christine Dawn LadeAmeriprise Financial Services, Inc.Edward Jones07-29-2016
Scott Allen DziubekAmeriprise Financial Services, Inc.Annex Wealth Management, LLC01-08-2016
Paul Alan NowakAmeriprise Financial Services, Inc.Annex Wealth Management, LLC01-08-2016
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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