Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam Brian CousinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Ajaz Ajazur RahmanAmeriprise Financial Services, Inc.M&T Securities, Inc.10-24-2018
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Alexander SchamsAmeriprise Financial Services, Inc.Edward Jones02-01-2019
Alexander TimpsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$23210-12-2018
Alexander TimpsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15010-12-2018
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Allen Dale BakerAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5704-12-2019
Amanda L PetriAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-29-2019
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Andrew ElmoreAmeriprise Financial Services, Inc.AXA Advisors, LLC10-15-2018
Andrew Harris LindenbergAmeriprise Financial Services, Inc.AXA Advisors, LLC08-24-2018
Andrew Robert SeaboughAmeriprise Financial Services, Inc.Hancock Whitney Investment Services Inc.02-15-2019
Andrew Tyler GreerAmeriprise Financial Services, Inc.Securian Financial Services, Inc.02-13-2019
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Angela Marie MesserAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-14-2018
Angie Messer, Greg RustAmeriprise Financial Services, Inc.Hilliard Lyons$18212-14-2018
Anthony J Rocchio IIIAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-11-2019
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Showing 1 to 25 of 383 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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