Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Lee FlynnAmeriprise Financial Services, Inc.Visions Analysis LLC07-19-2019
Dianne DenisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Jacob Tyler LarrisonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-18-2019
Samuel Micah ValerioAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC07-17-2019
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Terry L. SmallwoodAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-12-2019
Anthony J Rocchio IIIAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-11-2019
Connie ShihAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Vincent Edward StantonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2019
Jordan A. GitlinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2019
Douglas W. CominAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-08-2019
Stephen Patrick HessAmeriprise Financial Services, Inc.AXA Advisors, LLC07-08-2019
Derek Lee CrihfieldAmeriprise Financial Services, Inc.Edward Jones07-05-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Robert Nelson HamiltonAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.06-21-2019
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
Nathanial WooleyAmeriprise Financial Services, Inc.EK Riley Investments, LLC06-21-2019
Chad HeberlyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-21-2019
Nicklaus R SerafiniAmeriprise Financial Services, Inc.PNC Investments06-19-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Michael FeuryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.06-12-2019
Joseph Anthony UllrichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-07-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.06-07-2019
John L Wilson Sr.Ameriprise Financial Services, Inc.Edward Jones06-07-2019
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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