Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Michael FeuryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.06-12-2019
Henry KahenAmeriprise Financial Services, Inc.Edward Jones$5006-10-2019
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Richard Howard KoffAmeriprise Financial Services, Inc.MML Investors Services, LLC$7506-07-2019
Marlin James FeltmanAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$5006-07-2019
Eric David JohnsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2506-07-2019
Joseph Anthony UllrichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-07-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.06-07-2019
John L Wilson Sr.Ameriprise Financial Services, Inc.Edward Jones06-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.MDT Advisers, A Division of Federated MDTA LLC06-06-2019
David Jeffrey PowellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2019
Kevin McLaughlinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.06-05-2019
Marc Arnaud MiranneAmeriprise Financial Services, Inc.LPL Financial LLC$5006-04-2019
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Jules Ronald FreemanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10005-31-2019
Richard Alan HagertyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10005-31-2019
Jonathan Lee WarnerAmeriprise Financial Services, Inc.Edward Jones$2505-31-2019
Tara Jean ShowalterAmeriprise Financial Services, Inc.Equity Services, Inc.05-31-2019
James William Dunn Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Megan D. LenarzAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Peter GoletzAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15005-17-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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