Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Floyd WillenbrockAmeriprise Financial Services, Inc.Morgan Stanley$10009-20-2019
Jeffrey Carl LambAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Jeffrey Hendel, Morgan Weil, Rinaldo Crassa, Peter HalliwellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$24509-19-2019
Rob Normandin Jr., Troy NeilyAmeriprise Financial Services, Inc.LPL Financial LLC $15009-16-2019
Michael Scott McCranieAmeriprise Financial Services, Inc.LPL Financial LLC$15009-16-2019
Sean Allen SmalleyAmeriprise Financial Services, Inc.Flatiron Financial Group, LLC09-16-2019
Thomas George TownsendAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10009-13-2019
Michele Rene MorganAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10009-13-2019
Scott Andrew TippinsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-13-2019
Shirley Ellen WashamAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$25009-13-2019
Gregory Ellis MillerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-13-2019
Nathan Ward ClarkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-13-2019
Craig James StilesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Tyler Michael RichterAmeriprise Financial Services, Inc.Morgan Stanley09-13-2019
Steven PapakirkAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-12-2019
Benjamin Edward RapanosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Brent Todd JohnsonAmeriprise Financial Services, Inc.Cetera Advisors LLC$10009-11-2019
Maximus Michael DisesaAmeriprise Financial Services, Inc.Kingsview Wealth Management, LLC09-10-2019
Kyle William TietjenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-09-2019
Phonstaylor L. JenkinsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Beverly Amelia TaylorAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$15009-05-2019
Michael Edward SimmersAmeriprise Financial Services, Inc.Concorde Investment Services, LLC09-05-2019
Britt Edward HockenberryAmeriprise Financial Services, Inc.LPL Financial LLC09-03-2019
Kevin Brent CollisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-30-2019
Karen Diane VibeAmeriprise Financial Services, Inc.Morgan Stanley$10008-30-2019
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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