Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Anthony MorinAmeriprise Financial Services, LLC1st Global Capital Corp.10-03-2018
Scarlet R FilmoreAmeriprise Financial Services, LLC1st Global Capital Corp.09-12-2018
Wesley Alan GershAmeriprise Financial Services, LLC1st Global Capital Corp.$2510-28-2016
Paul Jeffrey HaydenAmeriprise Financial Services, LLC1st Global Capital Corp.10-06-2016
Paul David McHughAmeriprise Financial Services, LLC1st Global Capital Corp.12-01-2014
Kathryn H BraunAmeriprise Financial Services, LLC1st Global Capital Corp.09-11-2013
Dennis E BryanAmeriprise Financial Services, LLC1st Global Capital Corp.01-03-2012
Daniel Scott De WittAmeriprise Financial Services, LLC1st Global Capital Corp.01-19-2010
Jack Gary Hendon JrAmeriprise Financial Services, LLC1st Global Capital Corp.12-23-2009
Charles Alexander SmithAmeriprise Financial Services, LLCAcademy Advisors, LLC10-17-2014
Jordan Robert PatrosAmeriprise Financial Services, LLCAdvantage Investment Management, LLC07-07-2015
Lawrence David SilvermanAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Dustin Guy MartinAmeriprise Financial Services, LLCAE Wealth Management, LLC08-03-2020
David Robert TopperAmeriprise Financial Services, LLCAE Wealth Management, LLC08-03-2020
Katie Jo SwaseyAmeriprise Financial Services, LLCAE Wealth Management, LLC08-03-2020
Jason Townsend LambertAmeriprise Financial Services, LLCAE Wealth Management, LLC08-03-2020
William E Ward IIIAmeriprise Financial Services, LLCAegis Capital Corp.03-11-2020
Charles Vincent BelfioriAmeriprise Financial Services, LLCAffiliated Advisors, Inc.04-11-2014
Scott C BarberAmeriprise Financial Services, LLCAllianceBernstein L.P.11-21-2016
Thomas John SteidlAmeriprise Financial Services, LLCAllianz Life Financial Services, LLC10-27-2014
Prasad S OakAmeriprise Financial Services, LLCAllstate Financial Services, LLC03-05-2020
Benjamin Louis WrightAmeriprise Financial Services, LLCAllstate Financial Services, LLC09-27-2019
Michael Raymond SturmAmeriprise Financial Services, LLCAllstate Financial Services, LLC10-26-2018
Scott Willard TaubmanAmeriprise Financial Services, LLCAllstate Financial Services, LLC$5003-03-2017
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Showing 1 to 25 of 3,246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.