Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Royce Mike ChongAmeriprise Financial Services, LLCLPL Financial LLC$50008-18-2020
Meisha GriffithAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10910-25-2017
Jeffrey MillerAmeriprise Financial Services, LLCInvestment Centers of America, Inc.$12505-16-2016
Mark Frederick Timothy Breitfelder Larry EggersAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.$21312-03-2014
Brooks StaplesAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.$6911-28-2014
Kevin Farrell John AngiulliAmeriprise Financial Services, LLCPNC Investments$16011-29-2013
Jonathan B AbramsAmeriprise Financial Services, LLCHSBC Securities (USA) Inc.$8106-24-2013
Bill Eldridge Don DelmonteAmeriprise Financial Services, LLCLPL Financial LLC$15810-18-2019
Rob Normandin Jr Troy NeilyAmeriprise Financial Services, LLCLPL Financial LLC$15009-16-2019
Sherrie Ingham William Turner Matthew Flynn Branimir Milosevic Thomas Seidl Richard BoschertAmeriprise Financial Services, LLCConcorde Investment Services, LLC$12207-26-2019
Doug SehresAmeriprise Financial Services, LLCSecurian Financial Services, Inc.$8106-21-2019
Jeffrey Draughon Joseph Bollinger Jr Michael Upton Samuel Marino Jr Brian Flynn Stanley Bollinger Crissy Shirley John Lenahan and Lori DeckerAmeriprise Financial Services, LLCLPL Financial LLC$63302-21-2019
Jamie GrupeAmeriprise Financial Services, LLCLPL Financial LLC$17302-01-2019
Dale Cebert Chad Noble Mark Dickerson Alec Thomas Scott Maxwell and Keriann MitchellAmeriprise Financial Services, LLCFSC Securities Corporation$44410-29-2018
Bill Pickles Michael Pickles Jim Feist JB Wilson Brad Berger Andy VernonAmeriprise Financial Services, LLCLPL Financial LLC$21710-26-2018
Steven Lundquist Ryan Lundquist Martin VanamenAmeriprise Financial Services, LLCCentaurus Financial, Inc.$9903-23-2018
David AdamsAmeriprise Financial Services, LLCSagePoint Financial, Inc.$8601-03-2018
Neil BaileyAmeriprise Financial Services, LLCLPL Financial LLC$18611-30-2017
Phil WoodAmeriprise Financial Services, LLCSII Investments, Inc.$38011-16-2017
Heath BartlettAmeriprise Financial Services, LLCCommonwealth Financial Network$13511-02-2017
Jack Elgin Neven ZelichAmeriprise Financial Services, LLCMid Atlantic Capital Corporation$17210-25-2017
Phil NguyenAmeriprise Financial Services, LLCPurshe Kaplan Sterling Investments$17908-25-2017
Arthur Farr Larry Minogue Richard Arno Kyle Welker Scott Kallish Bob CarterAmeriprise Financial Services, LLCNext Financial Group, Inc.$20203-13-2017
Howard Gartenhaus Matthew Zuckergood Howard Perlroth Bryan BeamerAmeriprise Financial Services, LLCKestra Investment Services, LLC$16802-03-2017
Phillip JohnsonAmeriprise Financial Services, LLCWoodbury Financial Services, Inc.$7801-30-2017
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Showing 1 to 25 of 3,246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.