Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Michael FletcherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Matthew Daniel GreeneAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.01-02-2009
Michael H BrandtAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-02-2009
Mary Elizabeth ReopellAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-07-2009
John David KavalerAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$5001-09-2009
Phillip Patrick SielatyckiAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$10001-09-2009
Joseph Charles Woolley IIIAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-09-2009
Matthew Ralph La PlantAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Nikolas Hiroaki OkitaAmeriprise Financial Services, LLCMorgan Stanley & Co. Incorporated01-13-2009
Theodore Grier TraftonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Thomas John VanyoAmeriprise Financial Services, LLCMcLaughlin Ryder Investments, Inc.01-14-2009
James Leland PutnamAmeriprise Financial Services, LLCUBS Financial Services Inc.$1001-14-2009
Joan Maastricht GillesAmeriprise Financial Services, LLCThe O.N. Equity Sales Company01-14-2009
Suzanna M De BacaAmeriprise Financial Services, LLCBroker Dealer Financial Services Corp.$1001-14-2009
Anthony Lee SchusterAmeriprise Financial Services, LLCThrivent Investment Management Inc.01-14-2009
Thomas James SvenstrupAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Tom Harry HornakAmeriprise Financial Services, LLCFifth Third Securities, Inc.$2501-16-2009
Charles Vincent Greco IIAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-16-2009
Ted Eric CheneyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2501-16-2009
Julia Diana Johansen-JackAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$101-16-2009
Jay Ronald OttoAmeriprise Financial Services, LLCThe O.N. Equity Sales Company01-20-2009
John Radcliffe Mc MaudeAmeriprise Financial Services, LLCLaidlaw & Company (UK) Ltd.01-20-2009
Anthony Robert ZollmanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-21-2009
Sharon C. JenningsAmeriprise Financial Services, LLCFSC Securities Corporation$501-22-2009
Brian Charles OsnerAmeriprise Financial Services, LLCCity Securities Corporation01-27-2009
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Showing 1 to 25 of 4,866 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.