Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy OConnorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC04-17-2020
Donald A Jones Trevor JonesAmeriprise Financial Services, LLCUBS Financial Services Inc.04-19-2013
David BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2012
Kunal SyngalAmeriprise Financial Services, LLCOppenheimer & Co. Inc.10-07-2020
Paul B SavonaAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Robert Walker HeagneyAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Trevor MaloneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-01-2020
Daniel James DoleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-30-2020
Travis Matthew OConnorAmeriprise Financial Services, LLCCapital Analysts09-30-2020
Thomas EasowAmeriprise Financial Services, LLCEquitable Advisors, LLC09-29-2020
Scott Edward GuidryAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2020
Kevin David OsterbergerAmeriprise Financial Services, LLCUBS Financial Services Inc.09-25-2020
Rudy AnguianoAmeriprise Financial Services, LLCWaddell & Reed09-24-2020
Joseph Patrick YapaolaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-23-2020
Charles Bradley WattsAmeriprise Financial Services, LLCMML Investors Services, LLC09-18-2020
Brett Daniel BengtsonAmeriprise Financial Services, LLCLPL Financial LLC09-11-2020
Anthony Thomas RecklingAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC09-11-2020
Evan Ernest WhittleAmeriprise Financial Services, LLCMML Investors Services, LLC09-09-2020
Adam PeacheeAmeriprise Financial Services, LLCValMark Securities, Inc.09-09-2020
Dylan Max PfefferAmeriprise Financial Services, LLCNYLIFE Distributors LLC09-09-2020
Brent Thomas BodenAmeriprise Financial Services, LLCBB&T Securities, LLC09-08-2020
Kathryn CobbAmeriprise Financial Services, LLCT. Rowe Price Investment Services, Inc.09-08-2020
Mark Crosby WardAmeriprise Financial Services, LLCJanney Montgomery Scott LLC09-04-2020
Joshua John StrzeleckiAmeriprise Financial Services, LLCBMO Harris Financial Advisors, Inc.09-04-2020
Andrew Oliver WestAmeriprise Financial Services, LLCRaymond James & Associates, Inc.09-04-2020
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Showing 1 to 25 of 3,246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.