Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Harlan WilhelmAmeriprise Financial Services, LLCMML Investors Services, LLC01-14-2020
Justin Todd PohligAmeriprise Financial Services, LLCMML Investors Services, LLC01-09-2020
William Joseph NagyAmeriprise Financial Services, LLCMML Investors Services, LLC$101-02-2020
James Ryan OrthAmeriprise Financial Services, LLCMML Investors Services, LLC12-12-2019
Donald Kendall DejongeAmeriprise Financial Services, LLCMML Investors Services, LLC12-06-2019
Michael Anthony BucciAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-18-2019
Donald Paul TenneAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-14-2019
Sharon Joy HickeyAmeriprise Financial Services, LLCMML Investors Services, LLC$5009-27-2019
Kevin Leland KimballAmeriprise Financial Services, LLCMML Investors Services, LLC$10009-27-2019
Troy Allen AarthunAmeriprise Financial Services, LLCMML Investors Services, LLC$1009-27-2019
Jason Edward KlinedinstAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Michael T. BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Jeffrey Robert ZamoraAmeriprise Financial Services, LLCMML Investors Services, LLC05-31-2019
Samuel Harris GreeneAmeriprise Financial Services, LLCMML Investors Services, LLC04-16-2019
John RossAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
John Joseph FraserAmeriprise Financial Services, LLCMML Investors Services, LLC$5003-15-2019
Daniel Whiting BuckleyAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
William Anthony DiodatoAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
Richard KennaAmeriprise Financial Services, LLCMML Investors Services, LLC03-15-2019
Jeffrey Benton Kimball IIAmeriprise Financial Services, LLCMML Investors Services, LLC03-01-2019
Kimberly Lynn StankusAmeriprise Financial Services, LLCMML Investors Services, LLC02-06-2019
Liane Kimura ChongAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2019
Daniel Alan ShepardAmeriprise Financial Services, LLCMML Investors Services, LLC12-11-2018
Chase DrakeAmeriprise Financial Services, LLCMML Investors Services, LLC10-29-2018
Next Page »

Showing 1 to 25 of 75 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.