Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Basil VetasAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Brianne Mae AuneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-09-2019
Carrie Elizabeth SwansonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Jason Potter FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Amanda Michele GibbAmeriprise Financial Services, LLCRBC Capital Markets, LLC11-20-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, LLCRBC Capital Markets, LLC05-29-2018
Curtis John PetersonAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-30-2017
Duane L. DollarAmeriprise Financial Services, LLCRBC Capital Markets, LLC06-07-2016
Paul GordonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-05-2016
Daniel Evan GordonAmeriprise Financial Services, LLCRBC Capital Markets, LLC03-24-2016
Dominic VivoloAmeriprise Financial Services, LLCRBC Capital Markets, LLC01-15-2016
Adam Lawrence KochAmeriprise Financial Services, LLCRBC Capital Markets, LLC01-30-2015
Darin John SchubringAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-04-2014
Marvin Gilbert Vick Jr.Ameriprise Financial Services, LLCRBC Capital Markets, LLC01-31-2014
Justin Hayden WoelperAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-04-2013
Cheryl Ann SovaAmeriprise Financial Services, LLCRBC Capital Markets, LLC09-13-2013
Stephen Roger O'NeillAmeriprise Financial Services, LLCRBC Capital Markets, LLC06-21-2013
Christopher Drake BentleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC06-11-2013
Geraldine Mary LauricAmeriprise Financial Services, LLCRBC Capital Markets, LLC01-11-2013
Sally Laura HymanAmeriprise Financial Services, LLCRBC Capital Markets, LLC12-11-2012
Kendra Elaine KearneyAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-08-2012
Cheryle Anne BradyAmeriprise Financial Services, LLCRBC Capital Markets, LLC01-27-2012
Bjorn William AmundsonAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-23-2011
Stephen J CarrioneAmeriprise Financial Services, LLCRBC Capital Markets, LLC07-15-2011
Athena Elizabeth McGuireAmeriprise Financial Services, LLCRBC Capital Markets, LLC03-09-2011
Next Page »

Showing 1 to 25 of 73 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.