Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ross FedeniaAmeriprise Financial Services, LLCUBS Financial Services Inc.08-21-2020
Ellen Carol ZaneAmeriprise Financial Services, LLCUBS Financial Services Inc.$18103-20-2020
Simon John WheeldonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-20-2020
John Craig WillsonAmeriprise Financial Services, LLCUBS Financial Services Inc.03-06-2020
Chad J. WillsonAmeriprise Financial Services, LLCUBS Financial Services Inc.03-06-2020
Nicole J OpieAmeriprise Financial Services, LLCUBS Financial Services Inc.03-06-2020
James W BuzgoAmeriprise Financial Services, LLCUBS Financial Services Inc.$2502-14-2020
Jeffrey Lawrence SarkinAmeriprise Financial Services, LLCUBS Financial Services Inc.$6112-02-2019
Miles E LevineAmeriprise Financial Services, LLCUBS Financial Services Inc.11-19-2019
Cynthia G FarnsworthAmeriprise Financial Services, LLCUBS Financial Services Inc.$25010-01-2019
Stephen Joseph GesualdiAmeriprise Financial Services, LLCUBS Financial Services Inc.$5009-27-2019
Thomas George TownsendAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Michele Rene MorganAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Jules Ronald FreemanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
Richard Alan HagertyAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
Michael E. ArthurAmeriprise Financial Services, LLCUBS Financial Services Inc.$5003-22-2019
Brian Matthew BernhardtAmeriprise Financial Services, LLCUBS Financial Services Inc.$5003-01-2019
Chris Richard LeonhardAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-18-2019
William Allen Spetrino Jr.Ameriprise Financial Services, LLCUBS Financial Services Inc.11-29-2018
George Louis Vilfordi IIIAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Alex A VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Adam Christopher VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Aaron Joseph VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Donald James PaynterAmeriprise Financial Services, LLCUBS Financial Services Inc.$5011-09-2018
Joe Hollis Jr.Ameriprise Financial Services, LLCUBS Financial Services Inc.$5008-17-2018
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Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.