Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Timothy FuerstnauAmeriprise Financial Services, LLCUBS Financial Services Inc.04-21-2009
Robert Lawrence WaxmanAmeriprise Financial Services, LLCUBS Financial Services Inc.04-29-2009
Revital AlonAmeriprise Financial Services, LLCUBS Financial Services Inc.04-29-2009
Dean Masami SuzukiAmeriprise Financial Services, LLCUBS Financial Services Inc.$2505-01-2009
Jeffrey Scott Mc DanielsAmeriprise Financial Services, LLCUBS Financial Services Inc.$2505-20-2009
William Allan FarberAmeriprise Financial Services, LLCUBS Financial Services Inc.$5005-22-2009
Vinod GuptaAmeriprise Financial Services, LLCUBS Financial Services Inc.06-01-2009
Larry John SwansonAmeriprise Financial Services, LLCUBS Financial Services Inc.$2506-03-2009
Keith Michael KunzigAmeriprise Financial Services, LLCUBS Financial Services Inc.06-03-2009
Kyle Steven LuthyAmeriprise Financial Services, LLCUBS Financial Services Inc.07-01-2009
Melvin Cecil GordonAmeriprise Financial Services, LLCUBS Financial Services Inc.02-05-2010
George FischerAmeriprise Financial Services, LLCUBS Financial Services Inc.$903-05-2010
Douglas WinzelbergAmeriprise Financial Services, LLCUBS Financial Services Inc.04-01-2010
Anh Ngoc TranAmeriprise Financial Services, LLCUBS Financial Services Inc.08-02-2010
Christine Marie BackusAmeriprise Financial Services, LLCUBS Financial Services Inc.09-10-2010
Paul Peter BeninatiAmeriprise Financial Services, LLCUBS Financial Services Inc.$5010-15-2010
Jeffrey Todd JollyAmeriprise Financial Services, LLCUBS Financial Services Inc.10-19-2010
John Thomas Johnson JrAmeriprise Financial Services, LLCUBS Financial Services Inc.11-19-2010
Leslie Ann RauhAmeriprise Financial Services, LLCUBS Financial Services Inc.$2512-14-2010
Michael Dan RuggieroAmeriprise Financial Services, LLCUBS Financial Services Inc.03-04-2011
Richard John HydingerAmeriprise Financial Services, LLCUBS Financial Services Inc.03-11-2011
James Martin MeisAmeriprise Financial Services, LLCUBS Financial Services Inc.09-23-2011
Richard King RosenfeldAmeriprise Financial Services, LLCUBS Financial Services Inc.$26501-06-2012
David BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2012
David Scott BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.