Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Plaster Clark Scarvey Harry ShumakerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$33304-21-2017
Angelo Ferlisi Randy Laird Bill Morris Pearson MatthewsAmeriprise Financial Services, LLCMorgan Stanley$13410-15-2010
Teresa Lane TurnerAmeriprise Financial Services, LLCBBVA Securities Inc.01-10-2020
Cindy Speigner CornetteAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC$5010-31-2019
Jason Edwin ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Carolyn Scott ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Andrew Warren SchaperAmeriprise Financial Services, LLCEquitable Advisors, LLC05-08-2019
KEITH GAINES DRAGO SrAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10003-28-2019
Leonard Raymond Deloteus JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00010-26-2018
Steve Albert ClarkAmeriprise Financial Services, LLCMcDonald & Hagen Wealth Management$40010-19-2018
Neill B HatcherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2018
Joshua A CarnesAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2506-12-2018
Alex M GastAmeriprise Financial Services, LLCOneAscent Financial Services LLC05-09-2018
Robert Carter Lachney JrAmeriprise Financial Services, LLCLPL Financial LLC01-19-2018
Derek Allen WarrenAmeriprise Financial Services, LLCSA Stone Wealth Management Inc.10-25-2017
Bradley K BosenbergAmeriprise Financial Services, LLCSA Stone Wealth Management Inc.10-19-2017
Mark David BuckhaultsAmeriprise Financial Services, LLCThrivent Investment Management Inc.08-23-2017
Jeb Curtis BonnerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.08-04-2017
Jerry Wayne CardenAmeriprise Financial Services, LLCLPL Financial LLC05-16-2017
James Jordan Plaster JrAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-21-2017
Stanley Clark Scarvey JrAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Harry A Shumaker IIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1304-21-2017
Christopher Madison RoperAmeriprise Financial Services, LLCEdward Jones$3802-02-2017
Marcus Alan HallAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-09-2015
Michael John SheehanAmeriprise Financial Services, LLCMetLife Securities Inc.08-07-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.