Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meisha GriffithAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10910-25-2017
Phil NguyenAmeriprise Financial Services, LLCPurshe Kaplan Sterling Investments$17908-25-2017
Charles HartAmeriprise Financial Services, LLCVSR Financial Services, Inc.$11403-30-2012
Stephanie Karpow Robert LesterAmeriprise Financial Services, LLCMSI Financial Services, Inc.$15607-20-2017
Laurens Rhinelander Simon Lewis Christopher CohnAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$34608-31-2018
John Burg Tamara ColonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$16107-20-2018
Stan Leavitt David Pratt Rachael MortonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$46307-07-2017
Craig ParkerAmeriprise Financial Services, LLCMorgan Stanley$13803-17-2017
Matthew SchradyAmeriprise Financial Services, LLCMorgan Stanley$11705-06-2016
Bill AustinAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10905-02-2016
Glenn KenesAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19007-24-2015
David OdomAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10707-24-2015
Richard BarberAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$6307-24-2015
Clare HiattAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5407-24-2015
Jim MottelerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$8003-13-2015
James MottelerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$7103-13-2015
Robert L BreenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$6311-07-2014
James CarterAmeriprise Financial Services, LLCUBS Financial Services Inc.$13010-25-2013
Julie LinAmeriprise Financial Services, LLCUBS Financial Services Inc.$5010-25-2013
Aaron WolsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5202-17-2012
Don DeJongeAmeriprise Financial Services, LLCMassMutual Financial Group$10712-06-2019
Rudy AnguianoAmeriprise Financial Services, LLCWaddell & Reed09-24-2020
Michael Lewis AbramsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,50009-23-2020
Joseph Patrick YapaolaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-23-2020
Gabriel Yanez JrAmeriprise Financial Services, LLCMorgan Stanley$2506-26-2020
Next Page »

Showing 1 to 25 of 222 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.