Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence SalbergAmeriprise Financial Services, LLCLPL Financial LLC$602-28-2020
Carl Blair Pritchett IIIAmeriprise Financial Services, LLCMorgan Stanley$5002-14-2020
Harvey Theo SchwartzAmeriprise Financial Services, LLCFSC Securities Corporation02-05-2020
Roger Edwin SulhoffAmeriprise Financial Services, LLCThe Strategic Financial Alliance, Inc.$5010-28-2019
Richard Hampton YoungAmeriprise Financial Services, LLCThe Strategic Financial Alliance, Inc.10-28-2019
John Kienholz SulhoffAmeriprise Financial Services, LLCThe Strategic Financial Alliance, Inc.10-28-2019
Walter Neil StraubeAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-16-2019
Matt Michael HeardAmeriprise Financial Services, LLCEdward Jones$1007-17-2019
James Patrick FoleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2503-01-2019
Zebulon A. McKinzeyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.01-21-2019
Evan Kyle DavisAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5001-16-2019
Jonathan Lance HemmingsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-12-2018
Jarrod Douglas HowardAmeriprise Financial Services, LLCMorgan Stanley11-23-2018
Donald Keith RenstromAmeriprise Financial Services, LLCProEquities, Inc.10-29-2018
Jeffery HattawayAmeriprise Financial Services, LLCEdward Jones10-19-2018
Austin D. OmanAmeriprise Financial Services, LLCE*TRADE Securities LLC08-23-2018
Joseph P. MicacchioneAmeriprise Financial Services, LLCFidelity Personal and Workplace Advisors08-13-2018
Randall Paul MacneillAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2507-24-2018
Robyn Lynell AdamsAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2018
Alexander S GarrettAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2018
Reynaldo Orion PolAmeriprise Financial Services, LLCE*TRADE Securities LLC05-01-2018
Jonathan Scott MastersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-02-2018
Eric Todd StuckeyAmeriprise Financial Services, LLCINVEST Financial Corporation$5001-02-2018
Steven Robert SchwartzAmeriprise Financial Services, LLCINVEST Financial Corporation01-02-2018
Galen K. ReederAmeriprise Financial Services, LLCINVEST Financial Corporation01-02-2018
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.