Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward GuidryAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2020
Jeffrey Deane WindesAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$15006-12-2020
David Lynn Van GeffenAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.03-13-2020
Justin T RangerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.01-31-2020
Dinu Marian TiseAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC12-16-2019
Joe David Gentry JrAmeriprise Financial Services, LLCEdward Jones11-22-2019
Cade Patrick BabineauxAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-01-2019
Matthew Preston BruyninckxAmeriprise Financial Services, LLCDescant Financial Partners, LLC08-23-2019
Marc Arnaud MiranneAmeriprise Financial Services, LLCLPL Financial LLC$5006-04-2019
Christopher Sean SteinsholtAmeriprise Financial Services, LLCEdward Jones03-01-2019
Jeffrey Draughon Joseph Bollinger Jr Michael Upton Samuel Marino Jr Brian Flynn Stanley Bollinger Crissy Shirley John Lenahan and Lori DeckerAmeriprise Financial Services, LLCLPL Financial LLC$63302-21-2019
Joseph Oscar Bollinger JrAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Michael Thomas UptonAmeriprise Financial Services, LLCLPL Financial LLC$5002-21-2019
Jeffrey Lee DraughonAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Crissy Puckett ShirleyAmeriprise Financial Services, LLCLPL Financial LLC$1,00002-21-2019
John Ellis LenahanAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Stanley Kent BollingerAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Brian Joseph FlynnAmeriprise Financial Services, LLCLPL Financial LLC$5002-21-2019
Lori Ann DeckerAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Samuel Joseph Marino JrAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Andrew Robert SeaboughAmeriprise Financial Services, LLCHancock Whitney Investment Services Inc.02-15-2019
Drew JohnsonAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.01-25-2019
Megan G Feulner HauserAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2017
WILLIAM Spencer STREETAmeriprise Financial Services, LLCRaymond James & Associates, Inc.08-09-2017
Catherine Hoffman LovellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-20-2017
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.