Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fouad Hussein ZeaiterAmeriprise Financial Services, LLCCommonwealth Financial Network$5007-31-2009
Jack Gary Hendon JrAmeriprise Financial Services, LLC1st Global Capital Corp.12-23-2009
Daniel Scott De WittAmeriprise Financial Services, LLC1st Global Capital Corp.01-19-2010
David Joseph HudsonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2604-06-2010
Bruce Robert Parmenter JrAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25006-15-2010
Anh Ngoc TranAmeriprise Financial Services, LLCUBS Financial Services Inc.08-02-2010
Cindy Lou NegriAmeriprise Financial Services, LLCWells Fargo Investments, LLC08-27-2010
Christine Marie BackusAmeriprise Financial Services, LLCUBS Financial Services Inc.09-10-2010
Scott Cameron LongAmeriprise Financial Services, LLCSagePoint Financial, Inc.11-17-2010
David Michael BettsAmeriprise Financial Services, LLCChase Investment Services Corp.$5002-04-2011
Steven R MeyersAmeriprise Financial Services, LLCEdward Jones02-04-2011
Lance Charles BakerAmeriprise Financial Services, LLCWaddell & Reed05-19-2011
Daniel Jay MusickAmeriprise Financial Services, LLCNext Financial Group, Inc.$2508-12-2011
Mary Ann SilversAmeriprise Financial Services, LLCEdward Jones$3909-30-2011
Don Weston GoetcheusAmeriprise Financial Services, LLCMorgan Stanley01-13-2012
Dan DijakAmeriprise Financial Services, LLCRaymond James$8102-02-2012
Daniel Joseph Dijak SrAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5002-02-2012
Valerija Erna CastroAmeriprise Financial Services, LLCMorgan Stanley$2505-11-2012
Chase Michael CarpenterAmeriprise Financial Services, LLCHantz Financial Services, Inc.06-04-2012
Jon Carter SaboAmeriprise Financial Services, LLCChase Investment Services Corp.$20007-24-2012
Dale Alan BenderAmeriprise Financial Services, LLCNYLIFE Securities LLC10-16-2012
Mark Valentine GardnerAmeriprise Financial Services, LLCNational Planning Corporation11-09-2012
Scott Martin RzesaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$19901-04-2013
Albert Abraham SassonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10008-23-2013
Geoffrey Ellis OrbachAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.