Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter E. VogelAmeriprise Financial Services, LLCRiverSource Distributors, Inc.06-02-2020
Gary Jason WeinleinAmeriprise Financial Services, LLCAvantax Investment Services, Inc.03-24-2020
Garrett Michael SambAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2020
Ayotunde IdowuAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-09-2020
Nickolas Elio VaraniAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Daniel Joseph TuohyAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-06-2019
Matthew Gabe JorgensenAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC11-21-2019
John LavinAmeriprise Financial Services, LLCEdward Jones10-24-2019
Jane Ann MusserAmeriprise Financial Services, LLCHighTower Securities, LLC10-10-2019
Anthony S LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2019
Russell Francis Newton PayneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5009-25-2019
Joseph David DezielAmeriprise Financial Services, LLCEdward Jones09-25-2019
Rob Matthew LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2019
Floyd Clarence MeyerAmeriprise Financial Services, LLCLaraway Financial Advisors, Inc.$15008-30-2019
Raymond Elden Carlson IIIAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$5008-14-2019
John Edward YaegerAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC05-08-2019
Amanda L PetriAmeriprise Financial Services, LLCThrivent Investment Management Inc.04-29-2019
Gayle Louise SiebenbrunerAmeriprise Financial Services, LLCBancWest Investment Services, Inc.04-18-2019
Rand John SortlandAmeriprise Financial Services, LLCHarbour Investments, Inc.$1004-03-2019
Braden Charles EllisAmeriprise Financial Services, LLCValMark Securities, Inc.03-29-2019
Seth Martin SpadingAmeriprise Financial Services, LLCWise Wealth, LLC02-21-2019
Lisa Rene HansonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-02-2019
Gary Lawrence WaltersAmeriprise Financial Services, LLCEdward Jones11-16-2018
Kris A. KienzleAmeriprise Financial Services, LLCDWS Distributors, Inc.09-28-2018
Cora Christine WaltersAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC09-13-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.