Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael H BrandtAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-02-2009
Thomas John VanyoAmeriprise Financial Services, LLCMcLaughlin Ryder Investments, Inc.01-14-2009
Joan Maastricht GillesAmeriprise Financial Services, LLCThe O.N. Equity Sales Company01-14-2009
Suzanna M De BacaAmeriprise Financial Services, LLCBroker Dealer Financial Services Corp.$1001-14-2009
Anthony Lee SchusterAmeriprise Financial Services, LLCThrivent Investment Management Inc.01-14-2009
Anthony Robert ZollmanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-21-2009
Justin Steven PrescottAmeriprise Financial Services, LLCCliftonLarsonAllen Wealth Advisors, LLC03-10-2009
Meredith Scott EdstamAmeriprise Financial Services, LLCWoodbury Financial Services, Inc.03-16-2009
Amy Marie TwomblyAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.05-01-2009
Vinod GuptaAmeriprise Financial Services, LLCUBS Financial Services Inc.06-01-2009
Andrew Duane PaulsonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC06-10-2009
Michael Reid WoodwardAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$10006-12-2009
Edmund Chung Mun PanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC07-14-2009
Mark Carl SwensonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC08-10-2009
Andrew Michael PerryAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC09-29-2009
Jennifer Rebecca JohnsonAmeriprise Financial Services, LLCEdward Jones$2510-01-2009
Erik P LarsonAmeriprise Financial Services, LLCNew England Securities10-22-2009
Orr CooksAmeriprise Financial Services, LLCJohn Thomas Financial10-30-2009
Erik Gustav SwansonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$2511-24-2009
Andrew Patrick HoganAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC12-14-2009
Aaron Andrew LindbergAmeriprise Financial Services, LLCFarmers Financial Solutions, LLC$1012-18-2009
Christopher Patrick KearneyAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-05-2010
Topaz Randy MorrisonAmeriprise Financial Services, LLCWells Fargo Investments, LLC01-12-2010
Kurt Paul GundersonAmeriprise Financial Services, LLCFintegra, LLC$5001-15-2010
Patrick Roche ZettelAmeriprise Financial Services, LLCMorgan Stanley$15001-29-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.