Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Vincent SciutoAmeriprise Financial Services, LLCAmerican Portfolios Advisors, Inc07-14-2014
Len Clarizio Tony SciutoAmeriprise Financial Services, LLCAmerican Portfolios Financial Services, Inc.$11407-14-2014
Leonard Anthony ClarizioAmeriprise Financial Services, LLCAmerican Portfolios Financial Services, Inc.$15007-14-2014
William Francis Corcoran JrAmeriprise Financial Services, LLCAvantax Investment Services, Inc.02-06-2018
Joseph YeadonAmeriprise Financial Services, LLCAvantax Investment Services, Inc.09-19-2017
Michael P EnnisAmeriprise Financial Services, LLCB. Riley Wealth Management$2512-08-2017
Eric H FriedmanAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.02-20-2009
Robert John Blackwell SrAmeriprise Financial Services, LLCCetera Advisor Networks LLC$2506-30-2016
Jessica Elizabeth PalatucciAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.03-02-2015
Christine FroleAmeriprise Financial Services, LLCChase Investment Services Corp.12-07-2011
Curtis Donald WhiteAmeriprise Financial Services, LLCChase Investment Services Corp.$10011-08-2010
Robert Andrew GudeAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$2505-22-2009
Kevin Daniel SporerAmeriprise Financial Services, LLCCitigroup Global Markets Inc.05-01-2009
William Harry DevineAmeriprise Financial Services, LLCDavid Lerner Associates, Inc.03-01-2019
Robert Anthony HallAmeriprise Financial Services, LLCEdward Jones10-25-2019
James Paul FarrellAmeriprise Financial Services, LLCEdward Jones03-01-2019
Lawrence Buford LawsonAmeriprise Financial Services, LLCEdward Jones08-12-2016
Daniel Patrick WalshAmeriprise Financial Services, LLCEdward Jones10-21-2011
Jonathan C PhilportAmeriprise Financial Services, LLCEquitable Advisors, LLC11-07-2018
Alexander Charles BorsukAmeriprise Financial Services, LLCEquitable Advisors, LLC$2503-02-2012
Jorge CiprianAmeriprise Financial Services, LLCFidelity Distributors Company LLC01-03-2018
Derrick Shane ClarkAmeriprise Financial Services, LLCHeritage Investment Partners, LLP$7904-03-2018
Morgan Thomas BurklowAmeriprise Financial Services, LLCHornor, Townsend & Kent, LLC03-22-2011
Robert John BacinoAmeriprise Financial Services, LLCInsight Private Advisors, LLC$1,50003-09-2020
Shelley Parish NordAmeriprise Financial Services, LLCInsight Private Advisors, LLC03-09-2020
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Showing 1 to 25 of 186 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.