Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason DonethAmeriprise Financial Services, LLCLPL Financial LLC$14705-15-2015
Robert Holland Denise HollandAmeriprise Financial Services, LLCSummit Brokerage Services, Inc.$9602-03-2012
James G OsborneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$8811-28-2014
Dong ChoiAmeriprise Financial Services, LLCMorgan Stanley$5502-03-2012
Rex Raymond SchneiderAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-14-2020
Nathan Severlee SalhusAmeriprise Financial Services, LLCLPL Financial LLC$2506-16-2020
Ronald Scott BrightAmeriprise Financial Services, LLCEdward Jones$14704-14-2020
Douglas Karl EverettAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2502-07-2020
Jamie Frances ReebAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.02-07-2020
Andrew Jacob SmithAmeriprise Financial Services, LLCMorgan Stanley11-06-2019
Eric Walter ThomasAmeriprise Financial Services, LLCM Holdings Securities, Inc.11-04-2019
Houston Tyler ThomAmeriprise Financial Services, LLCGWN Securities Inc.05-08-2019
Michael E ArthurAmeriprise Financial Services, LLCUBS Financial Services Inc.$5003-22-2019
Stephanie Fernando FerrerAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2018
Karen M BodevingAmeriprise Financial Services, LLCAvantax Investment Services, Inc.01-04-2018
Patrick J HaleyAmeriprise Financial Services, LLCPutnam Retail Management Limited Partnership12-14-2017
Joseph Robert WilliamsAmeriprise Financial Services, LLCFinancial Planners Northwest, Inc.10-27-2017
Kodi Robert HermannAmeriprise Financial Services, LLCLPL Financial LLC$5009-22-2017
Emanuel Simion GradAmeriprise Financial Services, LLCLPL Financial LLC09-22-2017
Maurice Anthony ValdiviesoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-01-2017
Francisco Ricardo ValdiviesoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5409-01-2017
Ryan Edmond PriceAmeriprise Financial Services, LLCPrincipal Securities, Inc.06-09-2017
Derek Allan GilbertAmeriprise Financial Services, LLCEdward Jones04-28-2017
Brian Edwin GriffithAmeriprise Financial Services, LLCLPL Financial LLC03-31-2017
Mark Brian DegnerAmeriprise Financial Services, LLCLPL Financial LLC$15003-31-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.