Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Susan LolichAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-09-2009
Benjamin Scott RollinsAmeriprise Financial Services, LLCPhillips & Company$20007-01-2011
Joshua David BrakelAmeriprise Financial Services, LLCPhillips & Company07-01-2011
Rebecca Raye RooksAmeriprise Financial Services, LLCWaddell & Reed$20009-02-2011
Eric A IngmireAmeriprise Financial Services, LLCSymetra Investment Services, Inc.11-07-2011
William James FussellAmeriprise Financial Services, LLCChase Investment Services Corp.$2501-09-2012
Robert Holland Denise HollandAmeriprise Financial Services, LLCSummit Brokerage Services, Inc.$9602-03-2012
Dong ChoiAmeriprise Financial Services, LLCMorgan Stanley$5502-03-2012
Richard Eugene Wilson IIAmeriprise Financial Services, LLCSummit Brokerage Services, Inc.$2502-03-2012
Daniel Thomas GellnerAmeriprise Financial Services, LLCLPL Financial LLC$3604-20-2012
Zachary A BlalackAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Grant William StewartAmeriprise Financial Services, LLCSagePoint Financial, Inc.$1202-15-2013
Simon Nikolas RupardAmeriprise Financial Services, LLCBlue Water Wealth03-14-2013
Gail HarrowerAmeriprise Financial Services, LLCSII Investments, Inc.$1511-15-2013
James G OsborneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$8811-28-2014
James Garland OsborneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-28-2014
Casey Jay NortonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-23-2015
Jason DonethAmeriprise Financial Services, LLCLPL Financial LLC$14705-15-2015
William Zachary HillAmeriprise Financial Services, LLCLPL Financial LLC05-15-2015
Rocky Joe NorrisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$7811-06-2015
Andrew Scott NorrisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-06-2015
Michael Arthur SchorAmeriprise Financial Services, LLCBrighton Jones LLC11-23-2015
Ronald Wingkai LamAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-24-2015
Shawn Jeremiah ColucyAmeriprise Financial Services, LLCPhillips & Company01-20-2016
Brian Edwin GriffithAmeriprise Financial Services, LLCLPL Financial LLC03-31-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.