Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Michael SilvaAmeriprise Financial Services, LLCLPL Financial LLC$1003-27-2020
Eugene George SimoneAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
E Justin SimoneAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Peter W BazirganAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2019
Joan Scheherezade KhattabAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-30-2019
John GinsburyAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15005-03-2019
William Charles MartinAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated04-01-2019
Carrie M. FleetwoodAmeriprise Financial Services, LLCMML Investors Services, LLC09-18-2018
Edward Pontarelli Jr.Ameriprise Financial Services, LLCOppenheimer & Co. Inc.$1002-23-2018
Luat Gia MaiAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2018
Kenneth Eric CrookAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2503-03-2017
David Howard WeinbergAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$4010-04-2016
Anthony Conti Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-12-2015
John Francis PoultonAmeriprise Financial Services, LLCMorgan Stanley$10006-27-2014
Eugene Gerard Lonergan Jr.Ameriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-07-2012
Frank SalvatoreAmeriprise Financial Services, LLCMorgan Stanley$10009-14-2012
George Fredrick BuchholzAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5005-25-2012
Roger E. LapierreAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-28-2011
Jeremy Leon NoesselAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$104-15-2009
Mary Elizabeth MartinAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.03-20-2009
Theodore Grier TraftonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.