Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael William MenefeeAmeriprise Financial Services, LLCWedbush Securities Inc.$2509-01-2020
Heather Erin MayAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-19-2020
Heather Erin MayAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-19-2020
Randall Craig SuttonAmeriprise Financial Services, LLCMorgan Stanley08-14-2020
Steven Edward KalmusAmeriprise Financial Services, LLCUSAA Investment Management Company05-29-2020
Stephen Scott AllexAmeriprise Financial Services, LLCLevel Four Advisory Services05-15-2020
Ryan Thomas MclinAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation04-09-2020
Sidney Jacqueline AvilaAmeriprise Financial Services, LLCMorgan Stanley03-25-2020
Elizabeth Christina HelaireAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2020
Trent Peter La MonicaAmeriprise Financial Services, LLCNYLIFE Securities LLC03-11-2020
Adam James TabakAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Steve A. LivlanichAmeriprise Financial Services, LLCMorgan Stanley$2501-24-2020
Eric Leroy PrallAmeriprise Financial Services, LLCMorgan Stanley$2501-17-2020
Santosh TeralaAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-17-2020
James Ryan OrthAmeriprise Financial Services, LLCMML Investors Services, LLC12-12-2019
Thomas Michael KennedyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-06-2019
Kayla Michelle StarkAmeriprise Financial Services, LLCEdward Jones10-22-2019
Gordon Ray McOwenAmeriprise Financial Services, LLCRaymond James Financial Services Advisors, Inc$5009-27-2019
Justin William AdamsAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.09-27-2019
Dena K. Rattan PoolAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.09-27-2019
Taylor N. TennisonAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated09-27-2019
Brent Todd JohnsonAmeriprise Financial Services, LLCCetera Advisors LLC$1009-11-2019
Scott R. ArmeyAmeriprise Financial Services, LLCThrivent Investment Management Inc.08-27-2019
David Porter HennekeAmeriprise Financial Services, LLCDavid P. Henneke, Investment Advisor08-20-2019
Kyler P. NielsenAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC08-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.