Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Clanton TeetsAmeriprise Financial Services, LLCWedbush Securities Inc.06-14-2019
Parshalla Kay WoodAmeriprise Financial Services, LLCWedbush Securities Inc.$2506-14-2019
Gary James HelblingAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-14-2019
Matthew John BarhorstAmeriprise Financial Services, LLCLPL Financial LLC06-12-2019
Henry KahenAmeriprise Financial Services, LLCEdward Jones$5006-10-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC$7506-07-2019
Marlin James FeltmanAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.$5006-07-2019
Eric David JohnsonAmeriprise Financial Services, LLCOppenheimer & Co. Inc.06-07-2019
Joseph Anthony UllrichAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-07-2019
Douglas Charles SehresAmeriprise Financial Services, LLCSecurian Financial Services, Inc.06-07-2019
Edward D CampbellAmeriprise Financial Services, LLCMorgan Stanley$10006-07-2019
Michael T BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
John L Wilson SrAmeriprise Financial Services, LLCEdward Jones06-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, LLCMDT Advisers, A Division of Federated MDTA LLC06-06-2019
David Jeffrey PowellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2019
Jeffrey Michael GartenAmeriprise Financial Services, LLCWaddell & Reed06-05-2019
Kevin McLaughlinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.06-05-2019
Marc Arnaud MiranneAmeriprise Financial Services, LLCLPL Financial LLC$5006-04-2019
Thomas Edward StrickerAmeriprise Financial Services, LLCLPL Financial LLC06-04-2019
Ryan BouchardAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12005-31-2019
Jules Ronald FreemanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
Richard Alan HagertyAmeriprise Financial Services, LLCUBS Financial Services Inc.05-31-2019
Tara Jean ShowalterAmeriprise Financial Services, LLCEquity Services, Inc.05-31-2019
Ryan BouchardAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Jeffrey Robert ZamoraAmeriprise Financial Services, LLCMML Investors Services, LLC05-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.