Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Lee FlynnAmeriprise Financial Services, LLCVisions Analysis LLC07-19-2019
Jason Edwin ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Dianne DenisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Carolyn Scott ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Keith Eric GeblerAmeriprise Financial Services, LLCFirst Financial Equity Corporation07-18-2019
Jacob Tyler LarrisonAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC07-18-2019
Matt Michael HeardAmeriprise Financial Services, LLCEdward Jones$1007-17-2019
Samuel Micah ValerioAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC07-17-2019
Maria Esther UribeAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC07-15-2019
Jeremy L DarstekAmeriprise Financial Services, LLCLPL Financial LLC07-15-2019
Gareth Albert DehnerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-12-2019
Terry L. SmallwoodAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-12-2019
Anthony J Rocchio IIIAmeriprise Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC07-11-2019
Connie ShihAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Vincent Edward StantonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Jordan A. GitlinAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Douglas W. CominAmeriprise Financial Services, LLCPruco Securities, LLC.07-08-2019
Richard BoydAmeriprise Financial Services, LLCNYLIFE Securities LLC07-08-2019
Stephen Patrick HessAmeriprise Financial Services, LLCAXA Advisors, LLC07-08-2019
Colin J. JohnsonAmeriprise Financial Services, LLCMcAdam LLC07-08-2019
James Patrick LoyetAmeriprise Financial Services, LLCEdward Jones$10007-05-2019
Derek Lee CrihfieldAmeriprise Financial Services, LLCEdward Jones07-05-2019
Edward Wall OchoaAmeriprise Financial Services, LLCLPL Financial LLC$2506-28-2019
Julie Anne WendholtAmeriprise Financial Services, LLCMorgan Stanley06-28-2019
Ralph M. Fatigate IIIAmeriprise Financial Services, LLCAXA Advisors, LLC06-28-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.