Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael BakerArvest Wealth ManagementAmeriprise Financial Services, Inc.05-13-2019
Barbara C McDanielArvest Wealth ManagementCalton & Associates, Inc.01-04-2019
Andrew Glenn AdamsArvest Wealth ManagementCetera Investment Services LLC12-19-2018
Lane Richard StaffordArvest Wealth ManagementStephens08-24-2018
Robert Craig Spears IIArvest Wealth ManagementTIAA-CREF Individual & Institutional Services, LLC07-06-2018
Andrew K. SkinnerArvest Wealth ManagementPNC Investments06-01-2017
Allen Brent WagnerArvest Wealth ManagementCetera Investment Services LLC05-05-2016
Clint Earl MorrisArvest Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2016
Mary Elizabeth PedersenArvest Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2014
Kendra Jean Van HornArvest Wealth ManagementAmeriprise Financial Services, Inc.11-07-2013
James Daniel PeltonArvest Wealth ManagementInvestment Professionals, Inc.$1010-05-2013
Shirley C. RamickArvest Wealth ManagementU.S. Bancorp Investments, Inc.07-02-2013
Michael Earl PeeblesArvest Wealth ManagementFinancial Management, Inc.09-18-2012
Scott Martin CainArvest Wealth ManagementRaymond James Financial Services, Inc.11-15-2010
Britton Lane NowellArvest Wealth ManagementU.S. Bancorp Investments, Inc.05-01-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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