Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen A. StephensAvantax Investment Services, Inc.ProEquities, Inc.08-26-2020
Samuel Tyrone Smith IIIAvantax Investment Services, Inc.Cetera Financial Specialists LLC08-20-2020
Edward L. EthingtonAvantax Investment Services, Inc.MML Investors Services, LLC03-26-2020
Patrick HartmanisAvantax Investment Services, Inc.Cetera Financial Specialists LLC02-19-2020
Ethan Scott Van HollandAvantax Investment Services, Inc.Mutual of Omaha Investor Services, Inc.02-07-2020
Troy Dean DunkelAvantax Investment Services, Inc.Independent Financial Group, LLC01-22-2020
Jimmy Lee BoyleAvantax Investment Services, Inc.Raymond James Financial Services, Inc.$5012-17-2019
Paul HernandezAvantax Investment Services, Inc.Edward Jones11-21-2019
Nicholas John StreitAvantax Investment Services, Inc.Morningstar Investment Services LLC11-20-2019
Paul L. GubinAvantax Investment Services, Inc.MML Investors Services, LLC11-05-2019
Adrian Trent PodsednikAvantax Investment Services, Inc.LPL Financial LLC$1,00010-21-2019
Myrna Loy BourlandAvantax Investment Services, Inc.NYLIFE Securities LLC09-23-2019
Douglas Alan PhelpsAvantax Investment Services, Inc.Bankers Life Securities, Inc.08-20-2019
Donald A BogueAvantax Investment Services, Inc.LPL Financial LLC08-09-2019
Ramona CedenoAvantax Investment Services, Inc.Avantax Investment Services, Inc.07-30-2019
Matthew R. StephensAvantax Investment Services, Inc.Edward Jones07-22-2019
Justin DuquetteAvantax Investment Services, Inc.Avantax Investment Services, Inc.07-20-2019
David Lee DeffinbaughAvantax Investment Services, Inc.Northwest Investment Advisors, Inc.06-17-2019
Charles Robinson CaudillAvantax Investment Services, Inc.Raymond James & Associates, Inc.06-05-2019
Karen Elizabeth ChaseAvantax Investment Services, Inc.PFS Investments Inc.05-31-2019
Edward Charles Forker Jr.Avantax Investment Services, Inc.Avantax Investment Services, Inc.05-30-2019
Karim Ghulam AliAvantax Investment Services, Inc.Avantax Investment Services, Inc.05-29-2019
Stephanie Simone AccinniAvantax Investment Services, Inc.UBS Financial Services Inc.05-23-2019
Darryn David PopeAvantax Investment Services, Inc.ProEquities, Inc.$2503-29-2019
Jahangir Ali SultanAvantax Investment Services, Inc.NYLIFE Securities LLC03-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.