Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce A. LewinB. Riley Wealth Management360 Wealth Management, LLC$10008-27-2018
Gary Andrew MillerB. Riley Wealth ManagementAlamo Asset Advisors10-21-2013
Daniel Scott BurgesB. Riley Wealth ManagementAmeriprise Financial Services, Inc.07-12-2019
Lawrence Keith BogarB. Riley Wealth ManagementAmeriprise Financial Services, Inc.$10002-17-2016
Leszek Julian MichniewiczB. Riley Wealth ManagementAmeriprise Financial Services, Inc.$25008-07-2015
Frank Frederick PatrickB. Riley Wealth ManagementAmeriprise Financial Services, Inc.$50003-06-2015
Thomas John CoelhoB. Riley Wealth ManagementAmeriprise Financial Services, Inc.01-09-2015
Jack B McBrideB. Riley Wealth ManagementAmeriprise Financial Services, Inc.08-07-2014
Joshua Patrick HarnessB. Riley Wealth ManagementAmeriprise Financial Services, Inc.04-13-2009
James Michael Richard IIB. Riley Wealth ManagementAnderson & Strudwick, Incorporated$25007-15-2010
Michael Curtis ReidB. Riley Wealth ManagementArive Capital Markets$25006-07-2013
Andrew H. BloomB. Riley Wealth ManagementB. C. Ziegler and Company$25005-25-2012
Richard Adam CharltonB. Riley Wealth ManagementBanc of America Investment Services, Inc.03-06-2009
Thomas Joseph BegleyB. Riley Wealth ManagementBanc of America Investment Services, Inc.02-26-2009
Jason Brent ParkerB. Riley Wealth ManagementCarson Advisory Group03-10-2017
Jason Scott LoveB. Riley Wealth ManagementCarty & Company, Inc.06-30-2011
John Hammond Urner Jr.B. Riley Wealth ManagementCetera Investment Services LLC$25005-11-2018
Daniel Erich SullivanB. Riley Wealth ManagementChapdelaine Tullett Prebon, LLC08-23-2011
John George GellaschB. Riley Wealth ManagementCitigroup Global Markets Inc.$20003-20-2009
Anthony Michael CaruanaB. Riley Wealth ManagementCitigroup Global Markets Inc.$50003-20-2009
Kenneth Alan GassB. Riley Wealth ManagementCitigroup Global Markets Inc.$25002-27-2009
Guy Blann BrittonB. Riley Wealth ManagementCitigroup Global Markets Inc.$10002-06-2009
George Ernest Hart IIIB. Riley Wealth ManagementCitigroup Global Markets Inc.$10001-23-2009
Harry Truman RosenblumB. Riley Wealth ManagementCrews & Associates, Inc.03-10-2014
Constance Ann EtterB. Riley Wealth ManagementDavid A. Noyes & Company$10007-16-2013
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Showing 1 to 25 of 195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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