Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James E SwinneyB. Riley Wealth ManagementMorgan Stanley07-31-2020
Jack HellwigB. Riley Wealth ManagementMorgan Stanley05-19-2020
Paul Shannon FreyerB. Riley Wealth ManagementMorgan Stanley09-14-2018
Tische BoudreauxB. Riley Wealth ManagementMorgan Stanley$4806-15-2018
Michael Vincent SalvatoB. Riley Wealth ManagementMorgan Stanley02-09-2018
Mary Ellen VincentB. Riley Wealth ManagementMorgan Stanley09-08-2017
Robert Howard KellerB. Riley Wealth ManagementMorgan Stanley$5007-27-2017
Stuart A RayB. Riley Wealth ManagementMorgan Stanley07-11-2017
Jared Daniel KennedyB. Riley Wealth ManagementMorgan Stanley12-10-2015
Tyler Rieves Berry IvB. Riley Wealth ManagementMorgan Stanley$5002-13-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley$15002-13-2015
Michael Edwin CrossleyB. Riley Wealth ManagementMorgan Stanley$10001-15-2015
Jennifer Lynne ChattertonB. Riley Wealth ManagementMorgan Stanley04-27-2012

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.