Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen ScottBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC09-05-2017
Jason William RidingerBB&T INVESTMENT SERVICES, INC.Northwestern Mutual Investment Services, LLC06-06-2017
Avia Lwana CumberbatchBB&T INVESTMENT SERVICES, INC.Edward Jones02-07-2017
Kultar Singh BindraBB&T INVESTMENT SERVICES, INC.UBS Financial Services Inc.02-07-2017
Lori Ann TamayoBB&T INVESTMENT SERVICES, INC.Compton Wealth Advisory Group, LLC01-13-2017
Michael Shindell GeterBB&T INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC01-10-2017
George Thomas WarrenBB&T INVESTMENT SERVICES, INC.Horace Mann Investors, Inc.12-06-2016
Jacob Robert ShifflettBB&T INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC09-07-2016
Sean Thomas HarlanBB&T INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC09-07-2016
Lawrence L Richmond Jr.BB&T INVESTMENT SERVICES, INC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Omer Mohamed Ali-TahaBB&T INVESTMENT SERVICES, INC.Citigroup Global Markets Inc.05-03-2016
Paul Matthew BarbieriBb&T Investment Services, Inc.Allstate Financial Services, LLC05-03-2016
Steadman Forrest KnightBB&T INVESTMENT SERVICES, INC.Edward Jones05-03-2016
Tanzima AshrafiBB&T INVESTMENT SERVICES, INC.SunTrust Investment Services, Inc.04-27-2016
Jonathan Richard FerrellBB&T Investment Services, Inc.Infinex Investments, Inc.04-20-2016
Christopher Ryan OwenBb&T Investment Services, Inc.Allstate Financial Services, LLC02-12-2016
Karen Marie KennedyBB&T Investment Services, Inc.State Farm VP Management Corp.01-08-2016
Logan Bart ConroyBB&T INVESTMENT SERVICES, INC.LPL Financial LLC11-02-2015
Thomas Allen DukesBb&T Investment Services, Inc.AXA Advisors, LLC11-02-2015
Tricia Renee MomyerBB&T INVESTMENT SERVICES, INC.PNC Investments11-02-2015
Charles Timothy TideyBB&T INVESTMENT SERVICES, INC.NYLIFE Securities LLC06-01-2015
Frank Warren Carter IIIBB&T INVESTMENT SERVICES, INC.Northwestern Mutual Investment Services, LLC11-03-2014
Michael Paul DarguschBB&T INVESTMENT SERVICES, INC.M&T Securities, Inc.03-14-2013
Randy Lee Saunders Jr.BB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2012
Kathleen Marie SlateBB&T Investment Services, Inc.M&T Securities, Inc.06-29-2011
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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