Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Timothy RyanBB&T Securities, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-27-2019
Hollie Beth KatzBB&T Securities, LLCMorgan Stanley$25009-12-2019
John Jason LunaBB&T Securities, LLCPNC Investments$10006-26-2019
William SewellBB&T Securities, LLCJanney Montgomery Scott LLC06-20-2019
Joanna Vanessa RansomBB&T Securities, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-12-2019
Diana VillegasBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
Vernon D MosesBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Leslie Jane RoseBB&T Securities, LLCAmeritas Investment Corp.$10004-01-2019
Peter Mark DearcangelisBB&T Securities, LLCAmeriprise Financial Services, Inc.$10003-21-2019
Anthony J. ReidBB&T Securities, LLCPNC Investments10-24-2018
Tabitha J. ConcepcionBB&T Securities, LLCSunTrust Investment Services, Inc.08-15-2018
Edwin WarrenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Amy L BrogdenBB&T Securities, LLCMorgan Stanley06-12-2018
Drewry Randolph IsaacsonBB&T Securities, LLCFifth Third Securities, Inc.06-07-2018
Scott Allen TilleyBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-08-2018
Brian Robert PomanteBB&T Securities, LLCSunTrust Investment Services, Inc.04-09-2018
Thomas Goodwin RoedigerBB&T Securities, LLCPNC Investments$10002-26-2018
James Douglas Jones Jr.BB&T Securities, LLCThrivent Investment Management Inc.02-06-2018
Michael Paul BishBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-08-2017
Erin Patricia LuckhauptBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Gregory Mark HudsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Randall Scott WestBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2017
Shannon Michelle JenkeBB&T Securities, LLCRobert W. Baird & Co. Incorporated10-26-2017
Richard Stephen VaskoBB&T Securities, LLCTrue Bearing Financial Planning, LLC10-25-2017
Jeffrey Alan LewisBB&T Securities, LLCStephens$74009-12-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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