Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michele Wray WebbBB&T Securities, LLCMorgan Stanley04-15-2013
Carlo Walter OldaniBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-10-2013
Charles Warren SmithBB&T Securities, LLCFifth Third Securities, Inc.08-12-2013
Charles Mitchell BarnhillBB&T Securities, LLCWells Fargo Clearing Services, LLC$15010-04-2013
John Mcdowell MooreBB&T Securities, LLCRaymond James & Associates, Inc.11-08-2013
William Haslett SewellBB&T Securities, LLCWells Fargo Clearing Services, LLC$5004-28-2014
Alexander Wickert BarrettBB&T Securities, LLCWatermark Advisors, LLC05-05-2014
Bob Naresh SuriBB&T Securities, LLCUBS Financial Services Inc.$5005-16-2014
Scott Montgomery Webb ShookBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-06-2014
Thomas Ronald RouseBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-06-2014
James Francis AustinBB&T Securities, LLCFirst Citizens Investor Services, Inc.$5008-04-2014
Richard Peter Class IIBB&T Securities, LLCWells Fargo Clearing Services, LLC$2512-12-2014
Joseph Mahoney DumserBB&T Securities, LLCFirst Citizens Investor Services, Inc.05-01-2015
Alicia Ann ZmudaBB&T Securities, LLCFirst Citizens Securities Corporation$5005-20-2015
William Merrick SemansBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2015
Richard Augustine SementaBB&T Securities, LLCUnited Brokerage Services, Inc01-07-2016
Benjamin Everett LinkBB&T Securities, LLCUBS Financial Services Inc.$5005-24-2016
Stephen Douglas SextonBB&T Securities, LLCLPL Financial LLC$2507-18-2016
Ellen Johnson BaileyBB&T Securities, LLCMorgan Stanley$1012-06-2016
Brock Eugene HimanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13412-14-2016
Donna Lynne LiederBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2016
Kellie Newlon CarrollBB&T Securities, LLCWells Fargo Clearing Services, LLC01-30-2017
Jeffrey Alan LewisBB&T Securities, LLCStephens$7409-12-2017
Richard Stephen VaskoBB&T Securities, LLCTrue Bearing Financial Planning, LLC10-25-2017
Shannon Michelle JenkeBB&T Securities, LLCRobert W. Baird & Co. Incorporated10-26-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.