Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Michael MillerBB&T Securities, LLCU.S. Bancorp Investments, Inc.03-04-2019
Michael Patrick O'KeefeBB&T Securities, LLCSunTrust Investment Services, Inc.$2509-25-2018
Gregory Kent YurconicBB&T Securities, LLCFirst Command Financial Planning, Inc.$15008-06-2018
Sarah B PollingerBB&T Securities, LLCWells Fargo Clearing Services, LLC$15001-18-2018
Hannibal TrapuzzanoBB&T Securities, LLCWells Fargo Clearing Services, LLC$2501-04-2018
Terry Charles PrinceBB&T Securities, LLCWells Fargo Clearing Services, LLC$15001-04-2018
Jeffrey John BulgerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-21-2017
Simon Michel JosephBB&T Securities, LLCMorgan Stanley08-24-2016
Edward Michael BohnslavBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Jason Travis TurnerBB&T Securities, LLCWells Fargo Clearing Services, LLC08-10-2016
Mark Wayne KnezevichBB&T Securities, LLCSteben & Company, Inc.$25004-28-2016
Brandon Richard GroegerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2016
Joseph Bert FeldmanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$103-09-2016
Clarence Buford Taylor Jr.BB&T Securities, LLCSunTrust Investment Services, Inc.$10001-15-2016
Daniel Keys GushmanBB&T Securities, LLCBerkadia Capital Markets LLC12-07-2015
Lachelle Elaine MosesBB&T Securities, LLCWells Fargo Clearing Services, LLC10-16-2015
Otto Gregory Glatt IIIBB&T Securities, LLCB. Riley Wealth Management09-16-2015
Daniel Aaron Morgan PriceBB&T Securities, LLCSunTrust Investment Services, Inc.05-15-2015
Brantley Davis HathawayBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1710-30-2014
Edwin Bryan Horner IVBB&T Securities, LLCNYLIFE Distributors LLC$2505-01-2014
Joseph Whiteman Bartholomew IIIBB&T Securities, LLCMorgan Stanley02-14-2014
John Bellinger LewisBB&T Securities, LLCMorgan Stanley$24802-13-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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