Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
John Damon StoneBBVA Securities Inc.First Command Financial Planning, Inc.$2507-08-2019
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
Jennifer M. AguirreBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
David A. StantonBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
Anthony Frank CianoBBVA Securities Inc.Key Investment Services LLC04-03-2019
Dawon A. ColemanBBVA Securities Inc.Farmers Financial Solutions, LLC02-22-2019
Pablo Abel Gonzalez Jr.BBVA Securities Inc.NYLIFE Securities LLC02-20-2019
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
Benjamin Westcott BartonBBVA Securities Inc.Wells Fargo Securities, LLC01-16-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Jose David CamposBBVA Securities Inc.J.P. Morgan Securities LLC$2511-26-2018
Laurie Anne BenchotBBVA Securities Inc.BOK Financial Services, Inc.11-26-2018
Jose Wilfredo PalaciosBBVA Securities Inc.J.P. Morgan Securities LLC11-07-2018
Joseph Anthony BarbourBBVA Securities Inc.J.P. Morgan Securities LLC11-06-2018
Jeremy Shea ThompsonBBVA Securities Inc.TIAA-CREF Individual & Institutional Services, LLC10-02-2018
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Benjamin John FernandezBBVA Securities Inc.Greenberg Financial Group$15008-23-2018
Jeremy Alexander CrewsBBVA Securities Inc.Pruco Securities, LLC.08-22-2018
Denver L ChildsBBVA Securities Inc.J.P. Morgan Securities LLC08-09-2018
Sean M. MaleyBBVA Securities Inc.J.P. Morgan Securities LLC08-09-2018
Gordon Marshall BuskirkBBVA Securities Inc.NYLIFE Securities LLC07-31-2018
Roberto Tomas MontesBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-30-2018
Cameron Duane RicksBBVA Securities Inc.Wells Fargo Clearing Services, LLC07-26-2018
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Showing 1 to 25 of 308 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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