Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Alexander CrewsBBVA Securities Inc.Pruco Securities, LLC.08-22-2018
Cameron Duane RicksBBVA Securities Inc.Wells Fargo Clearing Services, LLC07-26-2018
Ross Douglass JordanBBVA Securities Inc.Morgan Stanley07-17-2018
Michele A. LowryBBVA Securities Inc.Jackson National Life Distributors LLC06-28-2018
Misty Ervin DavisBBVA Securities Inc.LPL Financial LLC04-19-2018
Ruben Jonathan De LeonBBVA Securities Inc.Wells Fargo Clearing Services, LLC02-05-2018
Wheat Andrew KelleyBBVA Securities Inc.BB&T Securities, LLC$101-22-2018
Brian Lee ButlerBBVA Securities Inc.LPL Financial LLC12-20-2017
Angela Marie SandersBBVA Securities Inc.Allstate Financial Services, LLC06-13-2017
Cynthia Maire Bourdeau GiffordBBVA Securities Inc.Synovus Securities, Inc.05-15-2017
Louis Wade BaxleyBBVA Securities Inc.Principal Securities, Inc.02-22-2017
Kathy Yvette JimenezBBVA Securities Inc.Wells Fargo Clearing Services, LLC02-08-2017
William Blake TrotterBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$112-15-2016
Charlene Farmer ReyesBBVA Securities Inc.PNC Investments$1008-15-2016
Brent Matthew ToddBBVA Securities Inc.Wells Fargo Clearing Services, LLC10-09-2015
April Leclerc DepaolaBBVA Securities Inc.Cetera Investment Services LLC09-09-2015
Robert Keith GlassBBVA Securities Inc.Morgan Stanley06-25-2015
Robyn Gaines MooreBBVA Securities Inc.VALIC Financial Advisors, Inc.06-09-2015
Matthew Thomas DisalvoBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-26-2015
John W DunnBBVA Securities Inc.BB&T Investment Services, Inc.04-29-2015
Robert Dudley Smith Jr.BBVA Securities Inc.Wells Fargo Clearing Services, LLC$10003-27-2015
Coleman Frederick RichardsBBVA Securities Inc.SagePoint Financial, Inc.$15012-08-2014
Reuben Quinn JohnsonBBVA Securities Inc.BB&T Investment Services, Inc.$15009-11-2014
David B WalkerBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2014
Chad A. GardnerBBVA Securities Inc.Raymond James & Associates, Inc.07-09-2014
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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