Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Julian F. CortezBBVA Securities Inc.J.P. Morgan Securities LLC08-30-2018
Beverly M. NelsonBBVA Securities Inc.J.P. Morgan Securities LLC05-22-2018
Manuel A. RamirezBBVA Securities Inc.J.P. Morgan Securities LLC02-21-2018
Erika HernandezBBVA Securities Inc.J.P. Morgan Securities LLC02-05-2018
Tiffany Teel HouseBBVA Securities Inc.Cetera Advisor Networks LLC12-14-2017
Shawn Marie FelicianoBBVA Securities Inc.AXA Advisors, LLC11-29-2017
Anna Huiping L LiBBVA Securities Inc.Citigroup Global Markets Inc.06-19-2017
Annabel Louise WhitingBBVA Securities Inc.J.P. Morgan Securities LLC11-21-2016
Kenneth Reginald LewBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2016
Najla Hisham ArekatBBVA Securities Inc.ADL Global Capital08-18-2016
Kimberly Lynn HerreraBBVA Securities Inc.Ameriprise Financial Services, Inc.$5006-16-2016
Gerardo MendozaBBVA Securities Inc.J.P. Morgan Securities LLC05-27-2016
Vincent Ronald Lagatta IIBBVA Securities Inc.U.S. Bancorp Investments, Inc.$15005-09-2016
Vincent Joseph PameliaBBVA Securities Inc.J.P. Morgan Securities LLC02-17-2016
Christopher Anthony BajalBBVA Securities Inc.J.P. Morgan Securities LLC01-20-2016
Jorge Luis ValenzuelaBBVA Securities Inc.Country Capital Management Company12-28-2015
Michael Salvatore AzzaroBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2015
Renae Lyn WatkinsBBVA Securities Inc.Wells Fargo Clearing Services, LLC$15009-11-2015
Arvid James GrierBBVA Securities Inc.J.P. Morgan Securities LLC08-26-2015
James Sam VaccaroBBVA Securities Inc.Wells Fargo Clearing Services, LLC08-21-2015
Ferrell Grant BeazerBBVA Securities Inc.Wells Fargo Clearing Services, LLC08-17-2015
Pamela Marie RussellBBVA Securities Inc.J.P. Morgan Securities LLC05-08-2015
Edward Thomas CarpenterBBVA Securities Inc.Parsonex Securities, Inc.05-04-2015
Dion Roy ServentiBBVA Securities Inc.Woodbury Financial Services, Inc.02-26-2015
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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