Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia O. ValenciaBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Amy Lynn LackeyBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Annabel Louise WhitingBBVA Securities Inc.J.P. Morgan Securities LLC11-21-2016
Antwone D. DunnBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Benjamin John FernandezBBVA Securities Inc.Greenberg Financial Group$15008-23-2018
Benjamin Westcott BartonBBVA Securities Inc.Wells Fargo Securities, LLC01-16-2019
Beverly Mae NelsonBBVA Securities Inc.J.P. Morgan Securities LLC05-22-2018
Brian Robert BatesBBVA Securities Inc.J.P. Morgan Securities LLC10-31-2013
Carlos J. CoronadoBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Christine TurnerBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
David Andrew EarlBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Dawon A. ColemanBBVA Securities Inc.Farmers Financial Solutions, LLC02-22-2019
Gabriel John SpanoBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$5005-16-2013
Guillermo A. GastelumBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Jill Michelle BoslandBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Kimberly Lynn HerreraBBVA Securities Inc.Ameriprise Financial Services, Inc.$5006-16-2016
Nancy King SmithBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Nune MinasianBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Paula J. DudleyBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Renae Lyn WatkinsBBVA Securities Inc.Wells Fargo Clearing Services, LLC09-11-2015
Sarah A. ProvenzanoBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Scotty Lee JohnBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Stephen Craig JohnsonBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$2505-16-2013
Vincent Ronald Lagatta IIBBVA Securities Inc.U.S. Bancorp Investments, Inc.05-09-2016
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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