Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Waleed Hassan KhanBBVA Securities Inc.Navy Federal Brokerage Services, LLC08-24-2020
Ting SongBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Jeremiah RangelBBVA Securities Inc.NYLIFE Securities LLC03-17-2020
Juan BandaBBVA Securities Inc.LPL Financial LLC03-03-2020
Brent T. OyaBBVA Securities Inc.UnionBanc Investment Services, LLC03-02-2020
William D. HuntBBVA Securities Inc.Amerant Investments, Inc.02-26-2020
Alejandro MojicaBBVA Securities Inc.J.P. Morgan Securities LLC02-21-2020
Jose Luis Felipe CostillaBBVA Securities Inc.Wells Fargo Clearing Services, LLC02-12-2020
Irving Gustavo QuantBBVA Securities Inc.Park Avenue Securities LLC01-31-2020
Ryan Allen HirschBBVA Securities Inc.J.P. Morgan Securities LLC01-29-2020
Brandon Zhenghua ShenBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
Linda Dawson KempBBVA Securities Inc.Wells Fargo Clearing Services, LLC01-17-2020
Jason Douglas McCarthyBBVA Securities Inc.BB&T Securities, LLC01-17-2020
Maria Elena MartinezBBVA Securities Inc.Global Financial Services, L.L.C.12-17-2019
Luz M. VelasquezBBVA Securities Inc.BOK Financial Securities, Inc.10-22-2019
Donna Lynne TylerBBVA Securities Inc.Frost Brokerage Services, Inc.10-21-2019
Sarah Elizabeth LamarBBVA Securities Inc.Park Avenue Securities LLC$2510-18-2019
Bennette Ogbotiti AmasoBBVA Securities Inc.J.P. Morgan Securities LLC10-02-2019
Habibullah SareBBVA Securities Inc.BBVA Securities Inc.09-30-2019
Marco A. GarzaBBVA Securities Inc.NYLIFE Securities LLC09-20-2019
James Richard HeltonBBVA Securities Inc.Comerica Securities09-19-2019
Michael David PalmerBBVA Securities Inc.J.P. Morgan Securities LLC09-16-2019
Benjamin G. HinojosaBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Griselda CervantesBBVA Securities Inc.J.P. Morgan Securities LLC08-26-2019
Michael Elliott SmithBBVA Securities Inc.LPL Financial LLC08-16-2019
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Showing 1 to 25 of 218 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.