Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xavier T. GutierrezBBVA Securities Inc.J.P. Morgan Securities LLC01-09-2014
William Joseph WatrasBBVA Securities Inc.J.P. Morgan Securities LLC10-25-2017
William Eugene GrovesBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2016
William D. HuntBBVA Securities Inc.Amerant Investments, Inc.02-26-2020
Veronica J. PenaBBVA Securities Inc.J.P. Morgan Securities LLC11-19-2015
Tyler M. MillerBBVA Securities Inc.Ing Direct Investing, Inc.02-10-2016
Trang M. TranBBVA Securities Inc.Wells Fargo Clearing Services, LLC11-29-2016
Torry D. AbraBBVA Securities Inc.W&S Brokerage Services, Inc.08-06-2015
Ting SongBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Timothy William AllenBBVA Securities Inc.Frost Brokerage Services, Inc.07-23-2019
Timothy J MangusBBVA Securities Inc.TD Ameritrade, Inc.02-07-2018
Timothy Christopher RothenbushBBVA Securities Inc.Thrivent Investment Management Inc.02-09-2018
Sylvia Cadena GuerraBBVA Securities Inc.BBVA Securities Inc.03-08-2016
Suzette Herrin TejedaBBVA Securities Inc.Wells Fargo Clearing Services, LLC01-24-2014
Stephen Ratcliffe SchneiderBBVA Securities Inc.J.P. Morgan Securities LLC02-10-2015
Stephen Mark ScheurerBBVA Securities Inc.Century Securities Associates, Inc.$1006-28-2016
Stephanie Suzette SelfBBVA Securities Inc.J.P. Morgan Securities LLC05-05-2014
Sonja MassakBBVA Securities Inc.Frost Brokerage Services, Inc.12-06-2017
Sisi Ding LoudonBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2015
Sheria K LinnearBBVA Securities Inc.J.P. Morgan Securities LLC02-20-2014
Shelby Steven LabordeBBVA Securities Inc.Cetera Investment Services LLC$5002-26-2015
Shawn M. HolbrookBBVA Securities Inc.Edward Jones09-01-2016
Sean M. MaleyBBVA Securities Inc.J.P. Morgan Securities LLC08-09-2018
Sean James GebhardtBBVA Securities Inc.MML Investors Services, LLC10-10-2014
Scott Patrick KeesBBVA Securities Inc.MML Investors Services, LLC09-08-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.