Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lawrence JensenBOK Financial Securities, Inc.LPL Financial LLC01-29-2020
Stephanie Lynne Dixon-OhalloranBOK Financial Securities, Inc.Hornor, Townsend & Kent, LLC12-23-2019
Julie Marie MahanayBOK Financial Securities, Inc.T.S. Phillips Investments, Inc.10-23-2019
Jeff Corey McElroyBOK Financial Securities, Inc.LPL Financial LLC08-20-2019
Melinda Jane PerryBOK Financial Securities, Inc.Cadent Capital Advisors, LLC08-12-2019
William D. BowersBOK Financial Securities, Inc.AXA Advisors, LLC12-03-2018
Lindsey Renae LoredoBOK Financial Securities, Inc.Fidelity Brokerage Services LLC09-17-2018
James WigintonBOK Financial Securities, Inc.LPL Financial LLC08-17-2018
David Lynn LimerickBOK Financial Securities, Inc.LPL Financial LLC$5008-01-2018
Yassire SanieBOK Financial Securities, Inc.SunTrust Investment Services, Inc.11-29-2017
Derek Craig EbertBOK Financial Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
Jessi Lee NippertBOK Financial Securities, Inc.Wells Fargo Clearing Services, LLC08-17-2016
James Leroy Van HooserBOK Financial Securities, Inc.Edward Jones07-01-2016
Abby Renee HubbleBOK Financial Securities, Inc.Ameriprise Financial Services, LLC$1006-09-2016
Jeffrey Allen Jackson IIBOK Financial Securities, Inc.LPL Financial LLC$2506-08-2015
Joseph Gregory HobbsBOK Financial Securities, Inc.Cetera Investment Services LLC05-04-2015
Eddie Stephen SeinBOK Financial Securities, Inc.Morgan Stanley04-13-2015
Christopher Jerrod SchroederBOK Financial Securities, Inc.J.P. Morgan Securities LLC03-02-2015
James Phillip Wayne CarrBOK Financial Securities, Inc.Ameriprise Financial Services, LLC08-22-2014
Teddy Ray Slate Jr.BOK Financial Securities, Inc.Edward Jones$1007-09-2014
Marilynda Robertson KuehnBOK Financial Securities, Inc.J.P. Morgan Securities LLC07-01-2014
Jessica Renee MeadorBOK Financial Securities, Inc.BancWest Investment Services, Inc.06-30-2014
James Nicklaus EschenheimerBOK Financial Securities, Inc.B. Riley Wealth Management$10006-09-2014
Roger Preston LittlefieldBOK Financial Securities, Inc.B. Riley Wealth Management$5005-20-2014
Edward Lowell PlotkinBOK Financial Securities, Inc.Zions Direct, Inc.04-22-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.