Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monessa N. DuranBancWest Investment Services, Inc.Vanguard Marketing Corporation03-10-2020
Susan Pamela HarperBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.03-02-2020
Ronald Patrick KlineBancWest Investment Services, Inc.Dodds Wealth Management Group02-20-2020
Kyle Robb WardayBancWest Investment Services, Inc.TD Ameritrade, Inc.11-29-2019
Oscar CortesBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-26-2019
Michael Hayden BakerBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC11-06-2019
Matthew Fielding MarshBancWest Investment Services, Inc.Dynasty Wealth Management, LLC$110-28-2019
Robert John Van AllenBancWest Investment Services, Inc.Voya Investments Distributor, LLC10-08-2019
Brian R PondBancWest Investment Services, Inc.MML Investors Services, LLC08-27-2019
Joan Lynn StoddardBancWest Investment Services, Inc.Northwestern Mutual Investment Services, LLC08-27-2019
Landon M. JensenBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Rafael DiasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Stephen M. Van BesienBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-06-2019
Richard Lee Adamson Jr.BancWest Investment Services, Inc.AE Wealth Management, LLC08-05-2019
Katherine Alison RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Hamza Hussain FarooqueeBancWest Investment Services, Inc.Raymond James & Associates, Inc.07-02-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Matthew Joseph ParkerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
John C LemleyBancWest Investment Services, Inc.TD Ameritrade, Inc.05-23-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Sadia Afroz HasanBancWest Investment Services, Inc.UnionBanc Investment Services, LLC04-26-2019
Christian MasariegoBancWest Investment Services, Inc.Fidelity Personal and Workplace Advisors04-16-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
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Showing 1 to 25 of 430 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.