Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hamza Hussain FarooqueeBancWest Investment Services, Inc.Raymond James & Associates, Inc.$107-02-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Samuel Vincent MaplesBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-01-2019
Diane Marie CoffmanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC$102-25-2019
Derek Paul SubotickiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Brunai JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2018
Robert Clifford GeweckeBancWest Investment Services, Inc.E*TRADE Securities LLC$2509-01-2018
Aria John KhaniBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-22-2018
John Alfred MathisonBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-09-2018
Luke Austin MccaslinBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC07-20-2018
Cristian Patrick SpenceBancWest Investment Services, Inc.Morgan Stanley07-11-2018
Jeff Brian YankauskasBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Skyler Glenn HulslanderBancWest Investment Services, Inc.Private Advisor Group, LLC07-03-2018
Amina MezouarBancWest Investment Services, Inc.J.P. Morgan Securities LLC05-30-2018
Jordan Paul KalinowskiBancWest Investment Services, Inc.Farmers Financial Solutions, LLC05-09-2018
Carlos Sergio Torres NegronBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Bob Jude SledgeBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2018
Richard AbarcaBancWest Investment Services, Inc.Pruco Securities, LLC.04-07-2018
Scott Allan WilsonBancWest Investment Services, Inc.Cetera Investment Services LLC04-03-2018
Susan Evelyn CallantineBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-20-2018
Elaine Ye Fun Lee-ShenBancWest Investment Services, Inc.UnionBanc Investment Services, LLC03-14-2018
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Showing 1 to 25 of 333 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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