Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine Alison RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Hamza Hussain FarooqueeBancWest Investment Services, Inc.Raymond James & Associates, Inc.07-02-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
John C LemleyBancWest Investment Services, Inc.TD Ameritrade, Inc.05-23-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Sadia Afroz HasanBancWest Investment Services, Inc.UnionBanc Investment Services, LLC04-26-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Glen Joseph BoucherBancWest Investment Services, Inc.TD Ameritrade, Inc.04-02-2019
Samuel V. MaplesBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-01-2019
Diane Marie CoffmanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-25-2019
Ashley Elizabeth HamiltonBancWest Investment Services, Inc.Vanguard Marketing Corporation02-12-2019
Hosung NaBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-04-2019
Tyler ClineBancWest Investment Services, Inc.Key Investment Services LLC12-13-2018
Jared M. SkinnerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Jordan Albert QuinnBancWest Investment Services, Inc.Personal Capital Advisors Corporation11-02-2018
Michael William CummingsBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
Kudakwashe Vincent ChinyanyaBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2018
Veronica Gimena GiordanoBancWest Investment Services, Inc.J.P. Morgan Securities LLC09-20-2018
Derek Paul SubotickiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Brunai JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2018
Oscar R. RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Tara Julie KimminsBancWest Investment Services, Inc.LPL Financial LLC09-05-2018
Ernesto Ivan RodriguezBancWest Investment Services, Inc.Vanguard Marketing Corporation08-31-2018
Next Page »

Showing 1 to 25 of 150 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.