Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David H. MarinoffBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.05-16-2011
Brad Lawrence WeberBancWest Investment Services, Inc.AXA Advisors, LLC02-14-2013
Timothy T. LiuBancWest Investment Services, Inc.Cetera Investment Services LLC11-12-2015
Lidia LeachBancWest Investment Services, Inc.Charles Schwab & Co., Inc.10-21-2013
Christopher RomeroBancWest Investment Services, Inc.Chase Investment Services Corp.02-22-2011
Valerie NguyenBancWest Investment Services, Inc.Citigroup Global Markets Inc.$5010-16-2014
Anu Bedi ChopraBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-08-2013
Frank SanchezBancWest Investment Services, Inc.Comerica Securities$2503-21-2018
Robert Clifford GeweckeBancWest Investment Services, Inc.E*TRADE Securities LLC$2509-01-2018
Zejia LeungBancWest Investment Services, Inc.E-W Investments, Inc.03-18-2016
Julian Cruz Jr.BancWest Investment Services, Inc.Edward Jones03-18-2016
Viviana BigolinBancWest Investment Services, Inc.Edward Jones11-20-2015
Samineh NajafiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC02-19-2014
Stephane JohnstonBancWest Investment Services, Inc.Fisher Investments02-24-2016
John Jungki KohBancWest Investment Services, Inc.Gold Coast Securities, Inc.07-21-2015
Jacob Vance GunterBancWest Investment Services, Inc.Horace Mann Investors, Inc.11-15-2016
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Samuel V. MaplesBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-01-2019
Hosung NaBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-04-2019
Veronica Gimena GiordanoBancWest Investment Services, Inc.J.P. Morgan Securities LLC09-20-2018
Diana HoBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-21-2016
Amrinder Singh DhaliwalBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-07-2013
Jai Linh HuynhBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-20-2013
Tara Julie KimminsBancWest Investment Services, Inc.LPL Financial LLC09-05-2018
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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