Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Junko NagaiBancWest Investment Services, Inc.UnionBanc Investment Services, LLC01-21-2011
Christopher RomeroBancWest Investment Services, Inc.Chase Investment Services Corp.02-22-2011
Dennis Christopher QuanBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.03-17-2011
Geoff Louis GrabeBancWest Investment Services, Inc.Sorrento Pacific Financial, LLC05-13-2011
David H. MarinoffBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.05-16-2011
Stewart Thomas ButlerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2011
Maya GervisBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-08-2011
Mohammed Tariq BunyadBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC05-02-2012
Barbara Ann BurgatBancWest Investment Services, Inc.Questar Capital Corporation05-23-2012
Chad Michael WebsterBancWest Investment Services, Inc.Sorrento Pacific Financial, LLC$2508-16-2012
Brad Lawrence WeberBancWest Investment Services, Inc.AXA Advisors, LLC02-14-2013
Jai Linh HuynhBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-20-2013
Mardig Gabriel TaslakianBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC$2504-08-2013
Angie Yongjun FengBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
Tiffney Yu-Li ChangBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2013
Amrinder Singh DhaliwalBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-07-2013
Lidia LeachBancWest Investment Services, Inc.Charles Schwab & Co., Inc.10-21-2013
Anu Bedi ChopraBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-08-2013
Karen Lee LooperBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-10-2014
Samineh NajafiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC02-19-2014
John Paul ClearyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2014
David Ta-Wei LeeBancWest Investment Services, Inc.Morgan Stanley07-10-2014
Valerie NguyenBancWest Investment Services, Inc.Citigroup Global Markets Inc.$5010-16-2014
Robb Michael MolnarBancWest Investment Services, Inc.Motif11-04-2014
Jesse ThurberBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2015
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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